23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson Claimant Lawyers(s): Alex Padla Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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23-01387 | 06/18/2024 | Claimant(s): Michael Schenking Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD
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23-02849 | 06/14/2024 | Claimant(s): Gordon Davis Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC
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23-02813 | 06/07/2024 | Claimant(s): Brian Arezzo Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Geoffrey A. Drucker Hearing Site: Washington, DC
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23-02992 | 04/10/2024 | Claimant(s): Douglas Breitenbach Claimant Lawyers(s): Michael Davis Hoenig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH
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23-01341 | 02/14/2024 | Claimant(s): Champ Warren Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-01056 | 02/14/2024 | Claimant(s): John Lahoud Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Laura A. Pizzitola Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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22-01351 | 12/18/2023 | Claimant(s): William Keeney Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Gene M. Bauer, William Robinson Driscoll, Stephen James McLaughlin Hearing Site: Boston, MA
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22-00423 | 12/05/2023 | Claimant(s): Ramona Mebane Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC
| | Expungement |