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FINRA Awards for Bradford M Gucciardo

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0042312/05/2023Claimant(s): Ramona Mebane
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
Checkmark IconExpungement
18-0378809/17/2020Claimant(s): Wilfred & Virginia Suozzo
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Elizabeth Ryan, TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
Checkmark Icon$0
18-0204905/20/2020Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Sebastian Wyczawski, Stalin Cruz
Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz
Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig
Hearing Site: Nashville, TN
Checkmark Icon$0
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0

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