| 23-00539 | 06/21/2024 | Claimant(s): Heather Silvestro, Kyle Silvestro
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Goldman Sachs & Co. LLC
Respondent Lawyers(s): Brian A. Briz
Arbitrator(s): Ian S. Greig, Jacquelyn M. Shannon, Eric Greenstein
Hearing Site: Tampa, FL
|  | Expungement |
| 23-01143 | 04/18/2024 | Claimant(s): Elizabeth Stancil
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Citizens Investor Services.
Respondent Lawyers(s): Kyle A. Owens
Arbitrator(s): Ian S. Greig
Hearing Site: Raleigh, NC
| | |
| 17-00359 | 05/10/2022 | Claimant(s): Steven Wyatt
Claimant Lawyers(s): Louis H. Watson
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Langfred W. White, Ian S. Greig, Robert E. Graves
Hearing Site: Jackson, MS
| | |
| 20-02468 | 05/06/2022 | Claimant(s): Janice Compton
Claimant Lawyers(s): Niel Prosser
Respondent(s): Thomas Buck
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Ian S. Greig, Mollie Wagner Neal, Gary E. Marcus
Hearing Site: Memphis, TN
| | $5,216,020 |
| 18-02049 | 05/20/2020 | Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Sebastian Wyczawski, Stalin Cruz
Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz
Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig
Hearing Site: Nashville, TN
| | $0 |
| 18-03763 | 01/09/2020 | Claimant(s): Lauren Flynn
Claimant Lawyers(s): Lauren Terri Flynn
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Steven Mellen
Arbitrator(s): Ian S. Greig, James A. Hayes, Mauricio Arcadier
Hearing Site: Columbia, SC
| | Dismissed by Rule 12212(c) |
| 18-04086 | 06/25/2019 | Claimant(s): Richard Palatine
Claimant Lawyers(s): Richard Palatine
Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | $1,810 |
| 18-02141 | 03/11/2019 | Claimant(s): Evan Guido
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Wendy L. Schueller
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | |
| 16-02685 | 03/05/2018 | Claimant(s): Michael Byrd IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Stephen Oliveira, Equinox Securities.
Respondent Lawyers(s): Stephen Michael Oliveira
Arbitrator(s): Ian S. Greig
Hearing Site: Jacksonville, FL
| | $0 |
| 16-02594 | 02/23/2018 | Claimant(s): Carol Rizzo
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Brian G. Mooney, Nicholas John Taldone, Ian S. Greig
Hearing Site: Tampa, FL
| | $0 |
