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FINRA Awards for Adolfo J. Anzola

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0053906/21/2024Claimant(s): Heather Silvestro, Kyle Silvestro
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Goldman Sachs & Co. LLC
Respondent Lawyers(s): Brian A. Briz
Arbitrator(s): Ian S. Greig, Jacquelyn M. Shannon, Eric Greenstein
Hearing Site: Tampa, FL
Checkmark IconExpungement
14-0208305/05/2016Claimant(s): Harry Gonzalez Rosa, Complete Legal Services Inc.
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Diego Murgia Diaz
Arbitrator(s): Robert C. Port, William Barker Brown, Donald R. Smith
Hearing Site: San Juan, PR
Checkmark IconExpungement
14-0251701/29/2016Claimant(s): ENME Real Estate Corp.
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Santander Securities
Respondent Lawyers(s): Jorge E. Perez-Dias
Arbitrator(s): Susan Meek, Scott A. Schweber, Raymond E. Cornelius
Hearing Site: San Juan, PR
Checkmark IconExpungement
12-0263703/13/2013Claimant(s): Gail Weiner
Claimant Lawyers(s): Stephanie Wayco
Respondent(s): Eileen Maloof, George Maloof
Respondent Lawyers(s): Adolfo J. Anzola
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
Expungement

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