| 23-01460 | 10/17/2024 | Claimant(s): Kevin Farrow
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): LPL Financial LLC, Cuna Brokerage Services., Suncoast Credit Union
Respondent Lawyers(s): Amy L. Drushal, Neil S. Baritz, Sandra D. Grannum
Arbitrator(s): Jacquelyn M. Shannon, Dempsey Reno Adkins, Andrea M Johnson
Hearing Site: Tampa, FL
| | |
| 23-00539 | 06/21/2024 | Claimant(s): Heather Silvestro, Kyle Silvestro
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Goldman Sachs & Co. LLC
Respondent Lawyers(s): Brian A. Briz
Arbitrator(s): Ian S. Greig, Jacquelyn M. Shannon, Eric Greenstein
Hearing Site: Tampa, FL
|  | Expungement |
| 22-01671 | 12/18/2023 | Claimant(s): Gelila Jones, Jay Jones
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Jacquelyn M. Shannon, Terrence L. Harvey, Catherine Michelle Straley-Edson
Hearing Site: Jacksonville, FL
| | Expungement |
| 22-00521 | 10/26/2023 | Claimant(s): Mary Ann Miller, Estate of Angeline Cagliola
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): David M. Snyder, Kenneth R. Starr, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | Expungement |
| 21-01181 | 04/11/2022 | Claimant(s): Chad Durrance, Leslie Durrance
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Andrew J. Melnick
Arbitrator(s): James R. Augustine, Jacquelyn M. Shannon, Philip L. Manczak
Hearing Site: Tampa, FL
| | $214,640 |
| 19-01906 | 09/30/2021 | Claimant(s): Marcia Botsford
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Jacquelyn M. Shannon, Karl A. Vogeler, Michael I. Rauchway
Hearing Site: Tampa, FL
| | Expungement |
| 19-00776 | 11/27/2019 | Claimant(s): Joanne Colgan, Thomas Colgan
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | $0 |
| 18-00036 | 05/23/2019 | Claimant(s): Dawn Bloom
Claimant Lawyers(s): Craig Stein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol A. Field
Arbitrator(s): Jacquelyn M. Shannon, Robert L. Jolley, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | |
| 18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten
Claimant Lawyers(s): Reid Wettersten
Respondent(s): Yosef Fox
Respondent Lawyers(s): Yosef Yehuda Fox
Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | $150,425 |
| 15-02999 | 03/01/2018 | Claimant(s): Andrew Lewis, Thomas Marshburn
Claimant Lawyers(s): Stephen J. Wein
Respondent(s): Halen Capital, Halen Capital Management., Halen Capital.
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Jacquelyn M. Shannon, Martin M. Van Luven, Richard Manuel Barcia
Hearing Site: Tampa, FL
| | |
