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FINRA Awards for Carol A. Field

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0003605/23/2019Claimant(s): Dawn Bloom
Claimant Lawyers(s): Craig Stein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol A. Field
Arbitrator(s): Jacquelyn M. Shannon, Robert L. Jolley, Brian Michael Kane
Hearing Site: Jacksonville, FL
14-0331506/09/2016Claimant(s): Scott Storick
Claimant Lawyers(s): Howard W. Poznanski
Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Carol A. Field, Mark E. Zelek
Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce
Hearing Site: Boca Raton, FL

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