| 21-02446 | 06/07/2022 | Claimant(s): Scott Keck
Claimant Lawyers(s): Aaron C. Hemmings
Respondent(s): MML Investors Services, MSI Financial Services., Metropolitan Life Insurance Company
Respondent Lawyers(s): Peter R. Pound
Arbitrator(s): Roger C. Benson, Charles Diederich Heidgerd, Karen A. West
Hearing Site: Raleigh, NC
|  | Dismissed by Rule 12206 |
| 17-00761 | 06/21/2018 | Claimant(s): Michael Luftman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): 1717 Capital Management Company, Metropolitan Life Insurance Company
Respondent Lawyers(s): Christopher C. Coss, Joseph J. Prochaska
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
| | |
| 14-03315 | 06/09/2016 | Claimant(s): Scott Storick
Claimant Lawyers(s): Howard W. Poznanski
Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Carol A. Field, Mark E. Zelek
Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 14-03223 | 03/30/2016 | Claimant(s): Soleiman Ghalili
Claimant Lawyers(s): Ken Nathanson
Respondent(s): Steven Bernstein, Metropolitan Life Insurance Company
Respondent Lawyers(s): Alexandra Drury, Jeffrey E. Fields
Arbitrator(s): June McLaughlin, Robert Alan Merring, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02160 | 03/23/2015 | Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
| | $45,129 |
| 13-00441 | 06/05/2014 | Claimant(s): Christopher Birli, Patrick Chapin
Claimant Lawyers(s): Anthony Pecoraro, Brendan James Gilbert
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Rachel B. Cowen
Arbitrator(s): David R. Foley, L. Paul Kehoe, Ramona Lee Lloyd
Hearing Site: Buffalo, NY
| | |
| 13-00827 | 04/09/2014 | Claimant(s): Alfred Greenway
Claimant Lawyers(s): Rena B. Greenway
Respondent(s): Barbara Henry, Melissa Dean, Metropolitan Life Insurance Company
Respondent Lawyers(s): Joseph J. Prochaska, William Zeena
Arbitrator(s): Robert G. Geeseman
Hearing Site: Orlando, FL
| | $213 |
| 04-04876 | 09/02/2010 | Claimant(s): Ronald Roganti
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Metropolitan Life Insurance Company
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Catherine Ladnier, George W. Fehling, Daniel Robbins
Hearing Site: New York, NY
| | |
| 09-03940 | 08/18/2009 | Claimant(s): MetLife Securities., Metropolitan Life Insurance Company
Claimant Lawyers(s): Brian E. Spang
Respondent(s): Robert Stankowski
Respondent Lawyers(s): James H. West
Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone
Hearing Site: Baltimore, MD
| | |
| 06-02488 | 02/11/2009 | Claimant(s): Metropolitan Life Insurance Company
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Adam Sherman, Brian Doherty, Daniel Curran, Erich Ingram, John Murray, Mitchell Doren, Richard Gilman, Robert Murphy, Thomas Curran, William Cratty, William LeClair, Park Avenue Securities LLC
Respondent Lawyers(s): John Murray, Robert A. Fisher, Terrence P. Canade
Arbitrator(s): Lewis S. Kurlantzick, June Y. Kilmarx, C. Henry Lucas
Hearing Site: Boston, MA
| | |
