| 21-01175 | 06/02/2022 | Claimant(s): Sean Caston
Claimant Lawyers(s): Sean D Caston
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): June McLaughlin, Elizabeth Anne Moreno, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | |
| 14-03223 | 03/30/2016 | Claimant(s): Soleiman Ghalili
Claimant Lawyers(s): Ken Nathanson
Respondent(s): Steven Bernstein, Metropolitan Life Insurance Company
Respondent Lawyers(s): Alexandra Drury, Jeffrey E. Fields
Arbitrator(s): June McLaughlin, Robert Alan Merring, Jack R. Goetz
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-01387 | 09/21/2015 | Claimant(s): Tracy Chen
Claimant Lawyers(s): Laura Sullivan
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trish M. Higgins
Arbitrator(s): James D. Knotter, June McLaughlin, Steven H. Gentry
Hearing Site: Los Angeles, CA
| | |
| 13-02381 | 02/20/2015 | Claimant(s): David Rose, Joanna Speed, Lawrence Rose, Clare Rose Trust, Zaillian Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): John E. Ohashi, June McLaughlin, Janice A. Salter
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-00482 | 12/22/2014 | Claimant(s): Andrea Halperin
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Trish M. Higgins
Arbitrator(s): Richard N. Friedman, June McLaughlin, Dorothy B. Strackbein
Hearing Site: Los Angeles, CA
| | |
| 14-00985 | 10/14/2014 | Claimant(s): optionsXpress.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kuba Jewgieniew, Clear Lake Business Services LLC, Clear Lake Company Limited Partnership
Respondent Lawyers(s): Brian VanCleave
Arbitrator(s): June McLaughlin, Michael D. Harrison, Erich Daniel Schiefelbine
Hearing Site: Las Vegas, NV
| | $0 |
| 13-01522 | 09/10/2014 | Claimant(s): Sandra Liebhaber
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): June McLaughlin, Richard J. Stall, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02727 | 05/19/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael T. West
Respondent(s): Brad Baggarly
Respondent Lawyers(s): Thomas D. Mauriello
Arbitrator(s): Kenneth R. Hyman, June McLaughlin, A. Joel Klein
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-03017 | 08/18/2009 | Claimant(s): Scott Doyle and Patricia Doyle Joint
Claimant Lawyers(s): Scott W. and Patricia S. Doyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Vaughn Thomas Hale, June McLaughlin, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | $0 |
