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FINRA Awards for Laura Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0138709/21/2015Claimant(s): Tracy Chen
Claimant Lawyers(s): Laura Sullivan
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trish M. Higgins
Arbitrator(s): James D. Knotter, June McLaughlin, Steven H. Gentry
Hearing Site: Los Angeles, CA

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