| 23-00703 | 01/05/2024 | Claimant(s): David Doumith, Nazim and Elsie Doumith Revocable Trust
Claimant Lawyers(s): J. Kurt Kraemer
Respondent(s): Liberty Capital Investment Corporation
Respondent Lawyers(s): Robert S. Banks
Arbitrator(s): Thomas R. Dreiling, Ian Matthew Green, Crystal Rose O'Grady
Hearing Site: Portland, OR
|  | $0 |
| 16-01860 | 01/16/2018 | Claimant(s): Marita Ashmore, Michael Ashmore
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC
Respondent Lawyers(s): John Stewart
Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman
Hearing Site: Pittsburgh, PA
| | $100,000 |
| 15-01446 | 09/06/2016 | Claimant(s): Jeffrey Tuttle, Victoria Tuttle, Jeffrey Tuttle IRA, Jill Ryan IRA, Stephen Ryan IRA, Victoria Tuttle FBO Victoria Tuttle IRA, Robert E and Doreen L Ryan Family Trust
Claimant Lawyers(s): Robert S. Banks
Respondent(s): James Millegan, J.W. Millegan.
Respondent Lawyers(s): Jeanne K. Sinnott
Arbitrator(s): William J. Chambers, Larry T. Coady, Christopher Harding Kent
Hearing Site: Portland, OR
| | $443,000 |
| 14-01030 | 03/10/2015 | Claimant(s): Jeffrey Wertz, Kathryn Madison
Claimant Lawyers(s): Darlene Pasieczny, Robert S. Banks
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
| | $0 |
| 13-01522 | 09/10/2014 | Claimant(s): Sandra Liebhaber
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): June McLaughlin, Richard J. Stall, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01905 | 07/22/2013 | Claimant(s): Robert Melkesian, Carl Deters IRA
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): James John Jurinski, Bert P. Krages, Grant Franklin Yoakum
Hearing Site: Portland, OR
| | $132,095 |
| 08-03307 | 07/24/2009 | Claimant(s): Albert Longbotham Trust
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Cal G. Gonzales
Arbitrator(s): Gerald D. Wygant, Bonny Kathleen Riggs, Katherine H. O'Neil
Hearing Site: Portland, OR
| | $76,145 |
| 07-02792 | 10/30/2008 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Stephen Brown
Respondent Lawyers(s): Robert S. Banks
Arbitrator(s): Gregory L. Abbott, Grant E. Griffith, Michael G. Hanlon
Hearing Site: Portland, OR
| | |
| 07-00725 | 09/20/2007 | Claimant(s): Pat Selman
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Gordon MacMillan
Hearing Site: Portland, OR
| | $0 |
