18-04121 | 02/18/2020 | Claimant(s): Rosemary Lanzo Claimant Lawyers(s): Michael J. Betts Respondent(s): John Lisowski, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Stanley Yorsz Arbitrator(s): Barry Goldman, Michael S. Berman, John Joseph Neely Hearing Site: Pittsburgh, PA
| | $500,000 |
16-01860 | 01/16/2018 | Claimant(s): Marita Ashmore, Michael Ashmore Claimant Lawyers(s): Robert S. Banks Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC Respondent Lawyers(s): John Stewart Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman Hearing Site: Pittsburgh, PA
| | $100,000 |
16-00485 | 10/06/2017 | Claimant(s): Edward Villella, Mary Villella Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Martorana Arbitrator(s): Stephen D Kursman, Michael S. Berman, Joseph Weinkle Hearing Site: Pittsburgh, PA
| | Expungement |
15-02937 | 08/02/2016 | Claimant(s): Herman Kahn Claimant Lawyers(s): Kelsey Hotchkiss Respondent(s): NFP Advisor Services Respondent Lawyers(s): Lydia Zaidman Arbitrator(s): Michael P. Marryshow, Michael S. Berman, John P. Abriola Hearing Site: Pittsburgh, PA
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14-00481 | 12/01/2015 | Claimant(s): Ernest Hase, Nancy Hase Claimant Lawyers(s): Adam M. Green Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Kathleen P. Helbig-Hannan, Michael S. Berman, Stuart C. Gaul Hearing Site: Columbus, OH
| | Expungement |
11-00915 | 06/22/2012 | Claimant(s): Grace Seitz, Harry Seitz Claimant Lawyers(s): Nicholas A. Miller Respondent(s): Kimberly Fleming, Maryann Siebert, Hefren & Tillotson., Hefren-Tillotson. Respondent Lawyers(s): Stanley Yorsz Arbitrator(s): Jeffrey M. Bain, Michael S. Berman, George H. Perich Hearing Site: Pittsburgh, PA
| | Expungement |
08-00670 | 06/03/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kevin B. Walker Respondent(s): Peter Thompson Respondent Lawyers(s): Brian J. Sommer Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci Hearing Site: Pittsburgh, PA
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