Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02218 | 06/23/2021 | Claimant(s): Gregory Zeifman Claimant Lawyers(s): David C. Silver Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Joseph A. Vallo, Martin A. Feigenbaum, Gloria O. North Hearing Site: Boca Raton, FL |  | Expungement |
| 20-03166 | 04/16/2021 | Claimant(s): Sharon Paul Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 20-02289 | 02/22/2021 | Claimant(s): Mark Zeller Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02436 | 02/12/2021 | Claimant(s): Jason Feldman Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 20-02448 | 01/29/2021 | Claimant(s): Brian Schiller Claimant Lawyers(s): Amy B. Bard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-03667 | 01/15/2021 | Claimant(s): Richard Streisfeld Claimant Lawyers(s): Amy B. Bard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 20-02193 | 12/22/2020 | Claimant(s): Jeffrey Karitis Claimant Lawyers(s): Amy B. Bard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 18-01181 | 10/23/2018 | Claimant(s): Eric Diton Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 17-00516 | 12/19/2017 | Claimant(s): Michael Treinen, Sandra Dalton, William Bahney Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 17-00760 | 10/13/2017 | Claimant(s): Richard Lafferty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Philip Levine Hearing Site: Newark, NJ |