Potomac Analytics' Logo

FINRA Awards for Richard Lafferty

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0076010/13/2017Claimant(s): Richard Lafferty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ

1 Results

Display: