Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02535 | 08/30/2023 | Claimant(s): A. Link Partners. Claimant Lawyers(s): Bruce D. Johnson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David Libowsky Arbitrator(s): Howard L. Sobel, Norman Feit, Mitchell H Rubinstein Hearing Site: New York, NY |  | Expungement |
| 22-02500 | 07/17/2023 | Claimant(s): Louise Fallica Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 22-01047 | 05/03/2023 | Claimant(s): Michael Lastihenos Claimant Lawyers(s): Seth N. Bursky Respondent(s): Ladenburg Capital Management Inc. Respondent Lawyers(s): Richard J. Rosenstock Arbitrator(s): Peter A. Goldman, Howard L. Sobel, Anthony J Casino Hearing Site: New York, NY | ||
| 21-02845 | 07/22/2022 | Claimant(s): Seth Marcus Claimant Lawyers(s): Kurt Kalberer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 20-00453 | 02/08/2022 | Claimant(s): William Bridges Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Portfolio Advisors Alliance Respondent Lawyers(s): Kerri Wasserman Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 21-00409 | 01/10/2022 | Claimant(s): Bob Paskoski Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Next Financial Group. Respondent Lawyers(s): John Hitchings Arbitrator(s): Howard L. Sobel, Mark Stuart Gottlieb, Melissa L Steinberg Hearing Site: New York, NY | | Dismissed by Rule 12206 |
| 20-03191 | 07/22/2021 | Claimant(s): Jason Zahtila Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 20-02079 | 04/27/2021 | Claimant(s): Mikedmat Dena Inc. Claimant Lawyers(s): John Dellaportas Respondent(s): Morgan Stanley, Jacob Shapira Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks Hearing Site: New York, NY | | $782,279 |
| 20-02145 | 04/15/2021 | Claimant(s): Richard Sica Claimant Lawyers(s): Irwin Weltz Respondent(s): Financial Square Partners Respondent Lawyers(s): John Polanin Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 20-02436 | 02/12/2021 | Claimant(s): Jason Feldman Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY |