| 23-00084 | 11/30/2023 | Claimant(s): Frank Palumbo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Sanders Morris Harris LLC
Respondent Lawyers(s): John Gardini, Steve Mangold
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 23-00112 | 06/23/2023 | Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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| 20-01233 | 02/07/2022 | Claimant(s): Joseph Depasquale
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 20-03196 | 01/11/2022 | Claimant(s): Jason Zahtila
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Commerce One Financial Inc.
Respondent Lawyers(s): John Gardini, Thomas J. Jennings
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 20-03195 | 12/01/2021 | Claimant(s): Jason Zahtila
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 20-03188 | 11/18/2021 | Claimant(s): Erik Drewes
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 20-03185 | 11/05/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Trident Partners Ltd.
Respondent Lawyers(s): John Gardini, Nicholas Scavone
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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| 20-02453 | 11/03/2021 | Claimant(s): Kevin McPhee
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): A. R. Baron & Co.., American Capital Partners, First United Equities Corporation, Joseph Gunnar & Co.
Respondent Lawyers(s): Jeffrey Weissman, John Gardini, Legal Department, Peter Bon Viso
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
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| 20-03224 | 10/28/2021 | Claimant(s): Erik Drewes
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Kensington Wells Incorporated, American Capital Partners, South Richmond Securities.
Respondent Lawyers(s): Adam Levy, Bruce Jude Guarino, John Gardini
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 20-03181 | 10/22/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Morgan Stanley DW Inc., American Capital Partners
Respondent Lawyers(s): Jeremy S. Winer, John Gardini
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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