| 20-02453 | 11/03/2021 | Claimant(s): Kevin McPhee
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): A. R. Baron & Co.., American Capital Partners, First United Equities Corporation, Joseph Gunnar & Co.
Respondent Lawyers(s): Jeffrey Weissman, John Gardini, Legal Department, Peter Bon Viso
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
| | |
| 20-03212 | 03/01/2021 | Claimant(s): Debra Stokes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
| | |
| 20-00957 | 12/04/2020 | Claimant(s): Maurice Acriche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
| | |
| 15-03455 | 01/20/2017 | Claimant(s): Joseph La Ferla
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Thomas Caiaffa, Madelon M. Rosenfeld, Selma Moy
Hearing Site: New York, NY
| | |
| 13-02985 | 06/20/2014 | Claimant(s): Ehud Arad, A.N.R. Investment Company Ltd.
Claimant Lawyers(s): David E. Bamberger
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Selma Moy, Nancy Kramer, Ann P. Bruch
Hearing Site: New York, NY
|  | Dismissed by Rule 12504 |
| 10-02415 | 07/22/2011 | Claimant(s): Richard Bierbaum
Claimant Lawyers(s): Julian W. Friedman
Respondent(s): Credit Agricole Securities (USA) Inc.
Respondent Lawyers(s): Elizabeth M. Borkin
Arbitrator(s): Scott Pierce, Alfred H. Kingon, Selma Moy
Hearing Site: New York, NY
| | |
| 04-05610 | 03/19/2008 | Claimant(s): Burlington Capital Markets.
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Paul Basile, GFI Securities
Respondent Lawyers(s): Lauri F. Rasnick
Arbitrator(s): Thomas Caiaffa, Selma Moy, Sharon A. McCloskey
Hearing Site: New York, NY
| | |
| 05-03923 | 11/21/2007 | Claimant(s): Ronald and Donna Lapera
Claimant Lawyers(s): Charles C. Hunter
Respondent(s): Citigroup Global Markets., Keith Silver, Thomas Locastro
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Dennis C. Meyerson, Selma Moy, John J. Duval
Hearing Site: New York, NY
| | $0 |
