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FINRA Awards for Julian W. Friedman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0009307/23/2019Claimant(s): Brandan Terkel
Claimant Lawyers(s): Brandan Terkel
Respondent(s): TD Ameritrade., TD Securities (USA) LLC
Respondent Lawyers(s): Amanda Wright, Julian W. Friedman
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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14-0199705/01/2015Claimant(s): Arthur Holly
Claimant Lawyers(s): Julian W. Friedman
Respondent(s): Man Investments Inc.
Respondent Lawyers(s): Eric Burl
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
10-0241507/22/2011Claimant(s): Richard Bierbaum
Claimant Lawyers(s): Julian W. Friedman
Respondent(s): Credit Agricole Securities (USA) Inc.
Respondent Lawyers(s): Elizabeth M. Borkin
Arbitrator(s): Scott Pierce, Alfred H. Kingon, Selma Moy
Hearing Site: New York, NY

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