| 22-02307 | 03/30/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Eric Baron
Respondent Lawyers(s): Eric Scott Baron
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
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| 22-00912 | 01/23/2023 | Claimant(s): John Hess
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
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| 20-02668 | 02/19/2021 | Claimant(s): Kurt Kempkes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
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| 14-01997 | 05/01/2015 | Claimant(s): Arthur Holly
Claimant Lawyers(s): Julian W. Friedman
Respondent(s): Man Investments Inc.
Respondent Lawyers(s): Eric Burl
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
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| 14-00087 | 03/27/2015 | Claimant(s): Mayank Chamadia
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Partrick W. Shea
Arbitrator(s): Roger M. Deitz, John B. Sprung, Brian John Gallagher
Hearing Site: New York, NY
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| 11-01922 | 07/25/2012 | Claimant(s): Suzanne Nitzberg
Claimant Lawyers(s): Suzanne H. Nitzberg
Respondent(s): HSBC Securities (Usa) Inc.
Respondent Lawyers(s): Jane H. Kauh
Arbitrator(s): Roger M. Deitz, Bernard A. Friedman, Kumar Atmakuri Ram
Hearing Site: New York, NY
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| 09-04998 | 03/23/2010 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Anthony Amato, Irene Kim
Respondent Lawyers(s): Ross P. Solomon, Thomas J. Rossi
Arbitrator(s): Henry F. Minnerop, Roger M. Deitz, Arthur D. Sporn
Hearing Site: New York, NY
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| 08-00007 | 12/19/2008 | Claimant(s): Patricia Sharp
Claimant Lawyers(s): Patricia M. Sharp
Respondent(s): Charles Rappold, Gregory Brennan, B-Trade Services LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Roger M. Deitz, Sandra Gale Behrle, Farrell C. Glasser
Hearing Site: New York, NY
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