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FINRA Awards for Robert Rabinowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0230703/30/2023Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Eric Baron
Respondent Lawyers(s): Eric Scott Baron
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
22-0231803/22/2023Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Tariq Sales
Respondent Lawyers(s): Tariq Muhammed Sales
Arbitrator(s): David Sorokoff
Hearing Site: New York, NY
04-0584301/08/2008Claimant(s): Helen Wolff, The Helen Wolff Revocable Trust
Claimant Lawyers(s): Rosalind Robertson
Respondent(s): Ernest Caponegro, Herbert Kurinsky, Patrick Flanagan, Robert Rabinowitz, William Kurinsky, First Montauk Securities Corp.
Respondent Lawyers(s): Matthew Tracy, Vincent P. Pozzuto
Arbitrator(s): Robert A. Vaccaro, Michael S. Lazan, Howard A. Baker
Hearing Site: New York, NY
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