| 11-02744 | 03/12/2013 | Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy
Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro
Hearing Site: New York, NY
| | |
| 10-02603 | 03/08/2011 | Claimant(s): Richard Marin
Claimant Lawyers(s): Jamie L. Halavais
Respondent(s): Racetrac Petroleum., Rackley Inv., Barry S. Burdick Living Trust
Respondent Lawyers(s): Barry S. Burdick, Carl Bolch, Clifford Rackley
Arbitrator(s): Robert A. Vaccaro, Anna M. Fanelli, George E. Kroon
Hearing Site: New York, NY
| | Expungement |
| 07-00126 | 07/12/2010 | Claimant(s): Barry Goldenberg
Claimant Lawyers(s): Alisa L. Silverstein
Respondent(s): Richard McVey, MarketAxess Corporation
Respondent Lawyers(s): David A. Picon
Arbitrator(s): Robert A. Vaccaro, Michael Peter Yahr, Edward Peter Ryan
Hearing Site: New York, NY
| | |
| 07-03047 | 09/23/2008 | Claimant(s): Lisa Cavaliere
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Aaron Friedman, Robert A. Vaccaro, William E. Nuckel
Hearing Site: New York, NY
|  | $0 |
| 04-05843 | 01/08/2008 | Claimant(s): Helen Wolff, The Helen Wolff Revocable Trust
Claimant Lawyers(s): Rosalind Robertson
Respondent(s): Ernest Caponegro, Herbert Kurinsky, Patrick Flanagan, Robert Rabinowitz, William Kurinsky, First Montauk Securities Corp.
Respondent Lawyers(s): Matthew Tracy, Vincent P. Pozzuto
Arbitrator(s): Robert A. Vaccaro, Michael S. Lazan, Howard A. Baker
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 07-00869 | 08/30/2007 | Claimant(s): Vision Securities.
Claimant Lawyers(s): Daniel Gallager
Respondent(s): Stephen Woods
Respondent Lawyers(s): Stephen John Woods
Arbitrator(s): Robert A. Vaccaro
Hearing Site: New York, NY
| | |
