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FINRA Awards for MarketAxess Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0012607/12/2010Claimant(s): Barry Goldenberg
Claimant Lawyers(s): Alisa L. Silverstein
Respondent(s): Richard McVey, MarketAxess Corporation
Respondent Lawyers(s): David A. Picon
Arbitrator(s): Robert A. Vaccaro, Michael Peter Yahr, Edward Peter Ryan
Hearing Site: New York, NY

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