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FINRA Awards for Robert Woods

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0274403/12/2013Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy
Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro
Hearing Site: New York, NY
07-0187402/22/2008Claimant(s): Robert Woods, Todd Slotkin
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): Natixis Capital Markets., Natixis Securities North America.
Respondent Lawyers(s): Howard J. Rubin
Arbitrator(s): Steven J. Petrie, William C. Struyk, John Murray Carroll
Hearing Site: New York, NY

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