| 13-02467 | 11/14/2014 | Claimant(s): Black Sea Trading Inc.
Claimant Lawyers(s): Conrad C. Lysiak
Respondent(s): Nehru Chomatil, Jera Securities.
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Denzil J. Klippel, Cynthia A. DiMarco, Emily M. Altman
Hearing Site: New York, NY
|  | $0 |
| 12-00888 | 08/13/2013 | Claimant(s): Kim Timmins
Claimant Lawyers(s): Pamela Aurelien
Respondent(s): Deutsche Bank Securities., Mario Saljanin
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Denzil J. Klippel, Alfonso G. Figliolia, Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 11-04769 | 06/25/2013 | Claimant(s): Joan and Todd Donohue
Claimant Lawyers(s): Arthur P. Fisch
Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group.
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
| 11-03125 | 05/30/2013 | Claimant(s): Bert Nisonoff
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Ted M. Rosen, Denzil J. Klippel, Allan E. Johnson
Hearing Site: New York, NY
| | Expungement |
| 11-02744 | 03/12/2013 | Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy
Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro
Hearing Site: New York, NY
| | |
| 11-00673 | 10/10/2012 | Claimant(s): Lawrence S. Deitch SEP, Lawrence S. Deitch & Andrea W. Deitch Jo
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Jeremy Kramer, Marvin Schwartz, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, Veronica Ann Williams, Wayne I. Harris
Hearing Site: New York, NY
| | $0 |
| 09-05154 | 11/03/2010 | Claimant(s): 414 LLC, 515 LLC
Claimant Lawyers(s): Michael M Steinmetz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, W. Jeffrey Weinlandt, Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 09-03629 | 06/24/2010 | Claimant(s): Lloyd Dotson, Robert Wood
Claimant Lawyers(s): Richard Slavin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Denzil J. Klippel, David A. Schwarz, Gerald L. Fingerhut
Hearing Site: New York, NY
| | |
| 05-03988 | 07/16/2009 | Claimant(s): Sulna Development Company N.V.
Claimant Lawyers(s): Dona Szak
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): David Picon
Arbitrator(s): Denzil J. Klippel, Charles S. Guggenheimer, Charles L. Henderson
Hearing Site: New York, NY
| | $0 |
| 07-01535 | 04/29/2009 | Claimant(s): Wall Street Access Corporation
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Scott Wertheim, CapTrust Financial Advisors
Respondent Lawyers(s): Amie Flower Carmack
Arbitrator(s): Paul C. Kurland, Edward Baer, Denzil J. Klippel
Hearing Site: New York, NY
| | |
