| 19-00353 | 11/13/2019 | Claimant(s): Peter Klein
Claimant Lawyers(s): David J. Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman
Hearing Site: New York, NY
| | |
| 17-03124 | 02/04/2019 | Claimant(s): Dominick & Dickerman LLC
Claimant Lawyers(s): George O. Richardson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman
Hearing Site: New York, NY
| | |
| 16-01647 | 04/27/2018 | Claimant(s): Joseph Reardon
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra D. Parker, Emily M. Altman, Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 14-00946 | 03/05/2015 | Claimant(s): Radion Medvedovskiy
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Alexandra L. Dunaif, Anna Lascar, Emily M. Altman
Hearing Site: New York, NY
| | |
| 13-02467 | 11/14/2014 | Claimant(s): Black Sea Trading Inc.
Claimant Lawyers(s): Conrad C. Lysiak
Respondent(s): Nehru Chomatil, Jera Securities.
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Denzil J. Klippel, Cynthia A. DiMarco, Emily M. Altman
Hearing Site: New York, NY
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