| 17-03124 | 02/04/2019 | Claimant(s): Dominick & Dickerman LLC
Claimant Lawyers(s): George O. Richardson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman
Hearing Site: New York, NY
| | |
| 16-03180 | 01/12/2018 | Claimant(s): Diane Helbling, Heather Abdullah-Robinson
Claimant Lawyers(s): Diane Helbling
Respondent(s): Brian Hentz, Dennis Kinzer, Morgan Stanley, Jeffrey Graunke, Pershing LLC, National Planning Corporation
Respondent Lawyers(s): Benjamin J. Biard, Christopher M. Sacco, Jane L. Myers
Arbitrator(s): Ronald P. Wertheim, Patrick R. Westerkamp, Leo J. Karwejna
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-02777 | 04/10/2015 | Claimant(s): Pershing LLC
Claimant Lawyers(s): Jane L. Myers
Respondent(s): Deutsche Bank Securities., Hugh Stevenson
Respondent Lawyers(s): Robert Heim, Todd Ratner
Arbitrator(s): Ann Pinciss Berman, Ernesto V. Luzzatto, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $0 |
| 14-00066 | 09/24/2014 | Claimant(s): Bruce Brookshire
Claimant Lawyers(s): Bruce C. Brookshire
Respondent(s): Pershing LLC, Peter Iapoce, Stephen Kaminski
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Frederick H. Bruce
Hearing Site: Jackson, MS
| | $88 |
| 13-01802 | 02/20/2014 | Claimant(s): Stamberger Capital Management
Claimant Lawyers(s): Guy R. Stamberger
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $0 |
| 13-00308 | 11/01/2013 | Claimant(s): Paula Lerner
Claimant Lawyers(s): Paula Lerner
Respondent(s): Arda Thomas, Emile Abinader, Citigroup Global Markets., Pershing LLC, CITI Personal Wealth Management
Respondent Lawyers(s): Carissa A. Kranz, Jane L. Myers
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
| | $0 |
| 11-03798 | 05/01/2012 | Claimant(s): W. Mayhue
Claimant Lawyers(s): W. Paul Mayhue
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stuart Sinai
Hearing Site: Detroit, MI
| | $0 |
