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FINRA Awards for Pershing Advisor Solutions LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0197002/04/2021Claimant(s): Barbara Minkowitz
Claimant Lawyers(s): Barbara Minkowitz
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: Jersey City, NJ
Checkmark Icon$0
13-0180202/20/2014Claimant(s): Stamberger Capital Management
Claimant Lawyers(s): Guy R. Stamberger
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0379805/01/2012Claimant(s): W. Mayhue
Claimant Lawyers(s): W. Paul Mayhue
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stuart Sinai
Hearing Site: Detroit, MI
Checkmark Icon$0

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