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FINRA Awards for James H. Forte

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0273108/09/2024Claimant(s): Morris Murciano
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
20-0197002/04/2021Claimant(s): Barbara Minkowitz
Claimant Lawyers(s): Barbara Minkowitz
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: Jersey City, NJ
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19-0035512/13/2019Claimant(s): Michael Fornasier
Claimant Lawyers(s): Michael John Fornasier
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Timothy P. Kebbe, Anna Lascar, James G Paulsen
Hearing Site: New York, NY
08-0000712/19/2008Claimant(s): Patricia Sharp
Claimant Lawyers(s): Patricia M. Sharp
Respondent(s): Charles Rappold, Gregory Brennan, B-Trade Services LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Roger M. Deitz, Sandra Gale Behrle, Farrell C. Glasser
Hearing Site: New York, NY

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