Potomac Analytics' Logo

FINRA Awards for James G Paulsen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0366803/03/2022Claimant(s): Eric Wenzel
Claimant Lawyers(s): Howard Schragin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen
Hearing Site: New York, NY
19-0035512/13/2019Claimant(s): Michael Fornasier
Claimant Lawyers(s): Michael John Fornasier
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Timothy P. Kebbe, Anna Lascar, James G Paulsen
Hearing Site: New York, NY
17-0295201/09/2019Claimant(s): Ron Ben-Zakai, Refua Shlema
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Philip Rabinovich, Dinosaur Financial Group
Respondent Lawyers(s): M. William Munno
Arbitrator(s): Richard W. Cutler, Pamela H. Roderick, James G Paulsen
Hearing Site: New York, NY
Checkmark IconExpungement

3 Results

Display: