Potomac Analytics' Logo

FINRA Awards for Carl A. Goldman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0312402/04/2019Claimant(s): Dominick & Dickerman LLC
Claimant Lawyers(s): George O. Richardson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman
Hearing Site: New York, NY
15-0211604/26/2017Claimant(s): Michael Riffice
Claimant Lawyers(s): William B. Fleming
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Thomas D. Giordano, Franklin P. Chapman, Carl A. Goldman
Hearing Site: New York, NY
08-0130305/06/2009Claimant(s): American Capital Partners
Claimant Lawyers(s): J. Christopher Albanese
Respondent(s): Ricardo Rodriguez
Respondent Lawyers(s): Jaime Rodriguez
Arbitrator(s): Carl A. Goldman
Hearing Site: New York, NY

3 Results

Display: