17-00382 | 07/11/2018 | Claimant(s): Jerry Colombino Claimant Lawyers(s): Jorge M. Altamirano Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): William G. Binckes, Larry Kars, Franklin P. Chapman Hearing Site: New York, NY
| | Expungement |
16-01806 | 07/10/2017 | Claimant(s): Timothy McLaughlin Claimant Lawyers(s): Gene L. Small Respondent(s): Diane Hawkins, Jonathan Zucker, Stephen Perrone, Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Franklin P. Chapman, Cynthia A. DiMarco, Ernesto V. Luzzatto Hearing Site: New York, NY
| | $1,791,840 |
15-02116 | 04/26/2017 | Claimant(s): Michael Riffice Claimant Lawyers(s): William B. Fleming Respondent(s): BGC Financial, L.P. Respondent Lawyers(s): David A. Paul Arbitrator(s): Thomas D. Giordano, Franklin P. Chapman, Carl A. Goldman Hearing Site: New York, NY
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15-01433 | 10/13/2016 | Claimant(s): Daniel Ramjohn Claimant Lawyers(s): Brittany Weiner Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Roger J. Hawke, Joan M. Traub, Franklin P. Chapman Hearing Site: New York, NY
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13-02423 | 05/09/2014 | Claimant(s): Joseph Gunnar & Co. LLC Claimant Lawyers(s): John E. Lawlor Respondent(s): Michael Kaplan Respondent Lawyers(s): Michael Kaplan Arbitrator(s): Susan C. Lushing, Franklin P. Chapman, Thomas Naylor Hearing Site: New York, NY
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13-00166 | 12/05/2013 | Claimant(s): Timothy Flynn Claimant Lawyers(s): George L. Mahr Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Philip A. Fortino Arbitrator(s): John A. Astorina, Franklin P. Chapman, Peter Susser Hearing Site: New York, NY
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12-03144 | 08/13/2013 | Claimant(s): Zhi Poon Claimant Lawyers(s): Zhi C. Poon Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Franklin P. Chapman, Robert B. Schmidt, Steven David Leader Hearing Site: New York, NY
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09-02329 | 08/04/2010 | Claimant(s): Nicholas Reeve, Prostar 2000 Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff Hearing Site: New York, NY
| | $367,595 |
09-04408 | 06/28/2010 | Claimant(s): Nicolas Billeaud Claimant Lawyers(s): Martin F. Gusy Respondent(s): HSBC Bank USA, N.A., HSBC North America Holdings., HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): David N. Brainin, Franklin P. Chapman, Blossom Nicinski Hearing Site: New York, NY
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