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FINRA Awards for Michael Riffice

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0211604/26/2017Claimant(s): Michael Riffice
Claimant Lawyers(s): William B. Fleming
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Thomas D. Giordano, Franklin P. Chapman, Carl A. Goldman
Hearing Site: New York, NY

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