19-02341 | 02/27/2020 | Claimant(s): Michael Gross Claimant Lawyers(s): Michael Houston Gross Respondent(s): Natcity Investments. Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Bart Samuel Cohodas, Thomas W. Allen, Peter Susser Hearing Site: Boca Raton, FL
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14-00213 | 04/16/2015 | Claimant(s): Philip Lefkowitz Claimant Lawyers(s): David Hirschberg Respondent(s): UBS Securities LLC Respondent Lawyers(s): Kevin Leblang Arbitrator(s): Linda J. Baer, John B. Sprung, Peter Susser Hearing Site: New York, NY
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13-01644 | 07/09/2014 | Claimant(s): Joseph Mack Claimant Lawyers(s): Jonathan Sack Respondent(s): Meredith Whitney Securities Respondent Lawyers(s): Robert C. Angelillo Arbitrator(s): Andrew J. Gerber, Alan Steven Brodherson, Peter Susser Hearing Site: New York, NY
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13-00166 | 12/05/2013 | Claimant(s): Timothy Flynn Claimant Lawyers(s): George L. Mahr Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Philip A. Fortino Arbitrator(s): John A. Astorina, Franklin P. Chapman, Peter Susser Hearing Site: New York, NY
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12-02085 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Harry D. Frisch Respondent(s): Guilherme Kuchkarian Respondent Lawyers(s): A. Rene Hollyer Arbitrator(s): Daniel Robbins, Keith Eric Bettencourt, Peter Susser Hearing Site: New York, NY
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