| 22-01812 | 01/13/2023 | Claimant(s): Stuart Chamberlin
Claimant Lawyers(s): Stuart Craig Chamberlin
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deidre Wolff
Arbitrator(s): Bart Samuel Cohodas, Edward Alexander Jaffe, John B. Sochacki
Hearing Site: Boca Raton, FL
| | |
| 19-02341 | 02/27/2020 | Claimant(s): Michael Gross
Claimant Lawyers(s): Michael Houston Gross
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Bart Samuel Cohodas, Thomas W. Allen, Peter Susser
Hearing Site: Boca Raton, FL
|  | Expungement |
| 09-05393 | 01/18/2011 | Claimant(s): Paul Chaplin and Karen Chaplin, Wayne Chaplin and Arlene Chaplin
Claimant Lawyers(s): Scott M. Dimond
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): David M. Levine, Kevin A. Llinas, Bart Samuel Cohodas
Hearing Site: Miami, FL
| | Expungement |
| 09-03418 | 05/19/2010 | Claimant(s): Natalie Schwarz, Natalie Schwarz Trust, Residual Trust U/W/O Norman Schwarz
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Tommaso Bencivenga
Arbitrator(s): Carlos E. Ayala, Stuart Harvey Ziegler, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | $0 |
| 09-02659 | 05/04/2010 | Claimant(s): Paulette Resnick
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Myron S. Dunay, Gary Paul Whorton, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | $405,950 |
| 09-06195 | 04/12/2010 | Claimant(s): Jerry H. Green Residuary Trust
Claimant Lawyers(s): Scott J. Link
Respondent(s): Bradford Madison
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Michael Lau, Bonnie A. Pearce, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | Expungement |
| 08-04279 | 09/17/2009 | Claimant(s): Samuel Plesser
Claimant Lawyers(s): Lee H. Schillinger
Respondent(s): Jason Laing, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Melvin Jarolem, Mauricio Arcadier, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
