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FINRA Awards for Residual Trust U/W/O Norman Schwarz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0341805/19/2010Claimant(s): Natalie Schwarz, Natalie Schwarz Trust, Residual Trust U/W/O Norman Schwarz
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Tommaso Bencivenga
Arbitrator(s): Carlos E. Ayala, Stuart Harvey Ziegler, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
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