| 21-00334 | 06/25/2024 | Claimant(s): Candido Viyella, Enrique Viyella
Claimant Lawyers(s): Scott J. Link
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Sonja Shuford, Lan Trinh, Yana Sogolov
Hearing Site: Boca Raton, FL
| | |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-00443 | 04/23/2014 | Claimant(s): Janice Rohan, Philip Hulse
Claimant Lawyers(s): Scott J. Link
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Anthony J. Soukenik, Albert J. Haller, Jack D. Olson
Hearing Site: St. Louis, MO
| | Expungement |
| 11-01562 | 04/21/2014 | Claimant(s): Barbara Lebovitz
Claimant Lawyers(s): Scott J. Link
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Randy R. Freedman, William W. Bride, Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05742 | 01/28/2013 | Claimant(s): Julie Ossi, Michael Ossi
Claimant Lawyers(s): Michael Hill, Scott J. Link
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin L. Linehan
Arbitrator(s): Simone Sicola, J. Porter McClean, Daniel P. Lund
Hearing Site: Jacksonville, FL
| | Expungement |
| 09-07122 | 05/11/2011 | Claimant(s): Gray Ingram
Claimant Lawyers(s): Scott J. Link
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc T. Danon, Michael D Felton, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | $600 |
| 09-06195 | 04/12/2010 | Claimant(s): Jerry H. Green Residuary Trust
Claimant Lawyers(s): Scott J. Link
Respondent(s): Bradford Madison
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Michael Lau, Bonnie A. Pearce, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02077 | 01/08/2010 | Claimant(s): Mark Kielar, Tammy Kielar, ACTS Capital Investments
Claimant Lawyers(s): Scott J. Link
Respondent(s): Alterna Capital Corp.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Stuart Harvey Ziegler, Sydney E. Blum, Stephen Farquhar Adams
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-01429 | 11/07/2008 | Claimant(s): Daniel Carnevale
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Dr. Robert P. & Patricia A. Laurence
Respondent Lawyers(s): Scott J. Link
Arbitrator(s): Patricia Gunn, Larry G. Kjosa, Pat Anthony Mercurio
Hearing Site: Orlando, FL
| | Expungement |
