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FINRA Awards for Peter J. Aldrich

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0076312/10/2015Claimant(s): Halen Capital
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Christopher Gimblet
Respondent Lawyers(s): Christopher John Gimblet
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
07-0206804/15/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Javier Aviles, Banc of America Investment Services Inc.
Respondent Lawyers(s): David Brodie, Peter J. Aldrich
Arbitrator(s): David P. Slater, Mauricio Arcadier, Dorothy N. Johnson
Hearing Site: Boca Raton, FL
07-0346411/25/2008Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Jack Chublakian, Cantella & Co..
Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook
Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King
Hearing Site: Boca Raton, FL
Checkmark Icon$148,105
08-0142911/07/2008Claimant(s): Daniel Carnevale
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Dr. Robert P. & Patricia A. Laurence
Respondent Lawyers(s): Scott J. Link
Arbitrator(s): Patricia Gunn, Larry G. Kjosa, Pat Anthony Mercurio
Hearing Site: Orlando, FL
Expungement
07-0347810/14/2008Claimant(s): Michael Villasana
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Gloria Gomez
Respondent Lawyers(s): Gloria Gomez
Arbitrator(s): John J. Hearn, Lawrence S. Silver, Neil J. Berman
Hearing Site: Miami, FL
Expungement

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