| 22-02974 | 06/23/2023 | Claimant(s): Ian Landicho
Claimant Lawyers(s): Ian I. Landicho
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
|  | $0 |
| 22-02054 | 04/06/2023 | Claimant(s): John Redhead
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Maurice M. Feller, Howard B. Scherer, Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 21-02584 | 03/03/2023 | Claimant(s): Jefferson Drada
Claimant Lawyers(s): Julius Adams
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Roger C. Benson, Maurice M. Feller, Linda Louise Fagen-Persante
Hearing Site: Tampa, FL
| | |
| 22-01721 | 02/22/2023 | Claimant(s): John Posey
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 22-00358 | 02/14/2023 | Claimant(s): Michael Garrette
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Maurice M. Feller, Mimi B. Osiason, Kathy A. Tatone
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
| 22-00552 | 08/17/2022 | Claimant(s): Seth Mason
Claimant Lawyers(s): Seth Mason
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
| | settlement |
| 21-00749 | 08/15/2022 | Claimant(s): Marvin Bachman, Yvonne Bachman
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): John P. Cullem, Maurice M. Feller, Geoffrey Paul Nuckolls
Hearing Site: Tampa, FL
| | Expungement |
| 21-01157 | 08/05/2022 | Claimant(s): Ronald Brafford
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Carmine Berardi, Rocco Roveccio, Carl Standard & Co. Holdings
Respondent Lawyers(s): Carmine Anthony Berardi, Legal Department, Rocco Roveccio
Arbitrator(s): Maurice M. Feller, Theodore Hornoi-Centerwall, Steven K Yablonski
Hearing Site: Jacksonville, FL
| | Expungement |
| 21-01552 | 02/25/2022 | Claimant(s): Richard Miller
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 20-02343 | 02/07/2022 | Claimant(s): Mark W. Just, On Behalf of his IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Center Street Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Maurice M. Feller, Stephen Earl Clark, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | Expungement |
