23-01683 | 09/05/2024 | Claimant(s): Jessica Jung Claimant Lawyers(s): Andrew S. May Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Richard S. Zaifert, Robert William Copeland, Douglas Charles Weinstein Hearing Site: Nashville, TN
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23-01573 | 11/27/2023 | Claimant(s): Joe Franklin Claimant Lawyers(s): Bryan Ward Respondent(s): LPL Financial LLC, Raymond James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
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22-00919 | 11/01/2023 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Roxanna V Gonzalez Respondent(s): Mark Joyner Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein Hearing Site: Nashville, TN
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21-00114 | 05/19/2022 | Claimant(s): David C. Rentschler and Karen Ann Claimant Lawyers(s): David Vermont Respondent(s): Stephano Marino Respondent Lawyers(s): David A. Schrader Arbitrator(s): Darrell A. Hillis, Lita S Menkin, Douglas Charles Weinstein Hearing Site: Nashville, TN
| | Dismissed by Rule 12212/12511 |
20-02343 | 02/07/2022 | Claimant(s): Mark W. Just, On Behalf of his IRA Claimant Lawyers(s): Kirk G. Smith Respondent(s): Center Street Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Maurice M. Feller, Stephen Earl Clark, Douglas Charles Weinstein Hearing Site: Nashville, TN
| | Expungement |
19-01600 | 11/19/2021 | Claimant(s): Jeff Londis, Trustee of Londis Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Thomas Joseph Atkinson, A.J. Seier, Douglas Charles Weinstein Hearing Site: Nashville, TN
| | $0 |
20-04207 | 09/22/2021 | Claimant(s): Alex Shore Claimant Lawyers(s): Bejamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
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