| 22-00919 | 11/01/2023 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Roxanna V Gonzalez
Respondent(s): Mark Joyner
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | |
| 18-01388 | 04/24/2020 | Claimant(s): MTM Nevada Holdings
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Thomas Joseph Atkinson, Louise B. Zeuli, Irwin Venick
Hearing Site: Nashville, TN
|  | Settlement |
| 17-00078 | 02/08/2019 | Claimant(s): Sam Freeland
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Gregory D. Hoffmann, A. Ronald Tonks, Irwin Venick
Hearing Site: Nashville, TN
| | $15,000 |
| 17-03439 | 01/18/2019 | Claimant(s): Mike Snow, Nita Snow
Claimant Lawyers(s): Niel Prosser
Respondent(s): Larry Boggs, American Retirement Solutions of Louisia, First Allied Advisory Services., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Denise Morris Hammond, Irwin Venick, James Raybeck
Hearing Site: Nashville, TN
| | $1,488,750 |
