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FINRA Awards for Larry Boggs

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0343901/18/2019Claimant(s): Mike Snow, Nita Snow
Claimant Lawyers(s): Niel Prosser
Respondent(s): Larry Boggs, American Retirement Solutions of Louisia, First Allied Advisory Services., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Denise Morris Hammond, Irwin Venick, James Raybeck
Hearing Site: Nashville, TN
Checkmark Icon$1,488,750
15-0198512/17/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Larry Boggs
Respondent Lawyers(s): Larry M. Boggs
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX

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