Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01988 | 12/09/2020 | Claimant(s): Brian Smoot Claimant Lawyers(s): Brian Luther Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 18-03570 | 04/22/2019 | Claimant(s): Rhyan Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 18-00836 | 11/28/2018 | Claimant(s): Robert Black Claimant Lawyers(s): Steven J. Berry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 18-00769 | 09/28/2018 | Claimant(s): Bradley Thomas, Paul Valtierra Claimant Lawyers(s): Steven J. Berry Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 17-00129 | 05/18/2018 | Claimant(s): Wood Breazeale Claimant Lawyers(s): James F. Willeford Respondent(s): Regan Leopold, Lincoln Financial Distributors. Respondent Lawyers(s): Nancy Scott Degan Arbitrator(s): Jeff Abrams, Lynne R. Stern, Brian P. Jakes Hearing Site: New Orleans, LA |  | Expungement |
| 16-01159 | 05/04/2018 | Claimant(s): Todd Benson, Regency Machine Inc. Claimant Lawyers(s): Ross D. Carmel Respondent(s): Elvis Rodriguez, Joseph Damsker Respondent Lawyers(s): Elvis Amable Rodriguez, Joseph Damsker Arbitrator(s): Louis J. Weber, Jeff Abrams, Lawrence R. Maxwell Hearing Site: Dallas, TX | | $0 |
| 14-02693 | 04/23/2018 | Claimant(s): Mark Pogue Claimant Lawyers(s): Steven D. Toskes Respondent(s): Morgan Stanley Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy Hearing Site: Dallas, TX | | Expungement |
| 16-02031 | 04/02/2018 | Claimant(s): Loyd Guinn, Sandra Guinn Claimant Lawyers(s): Steven G. Durio Respondent(s): LPL Financial LLC, Steven Darden, William Financial Advisors Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Jeff Abrams, Ashley Lucile Belleau, Mark A. Myers Hearing Site: New Orleans, LA | | Expungement |
| 17-02854 | 03/29/2018 | Claimant(s): Kent Snodgrass Claimant Lawyers(s): Steven J. Berry Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 17-01378 | 11/14/2017 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Robert Christie Respondent(s): Matthew Bailey Respondent Lawyers(s): Matthew Wayne Bailey Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX |