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FINRA Awards for Tyler Schubauer

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0283505/07/2021Claimant(s): Mark Picchi
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
20-0314304/23/2021Claimant(s): Jason Lavigne
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
20-0278604/13/2021Claimant(s): Kristopher Flammang
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
20-0217803/20/2021Claimant(s): Todd Lester
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
20-0296403/16/2021Claimant(s): Michael Capobianco
Claimant Lawyers(s): John A. Mangones
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0175812/23/2020Claimant(s): Richard Eller
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
20-0144112/15/2020Claimant(s): J. Coghlan, Joshua Willard
Claimant Lawyers(s): Chad E. Weaver
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
20-0198812/09/2020Claimant(s): Brian Smoot
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
20-0041809/23/2020Claimant(s): Peggy Rouillier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
20-0019608/18/2020Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL

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