| 19-03052 | 10/26/2021 | Claimant(s): Marie Mesmer
Claimant Lawyers(s): Tiega Varlack
Respondent(s): Raymond James Financial Services., Ka Ki Leung
Respondent Lawyers(s): Chad E. Weaver
Arbitrator(s): Thomas D. Reese, William W. Haskell, David I. Levine
Hearing Site: San Francisco, CA
|  | $0 |
| 20-02794 | 06/10/2021 | Claimant(s): Daniel Neil
Claimant Lawyers(s): Frances Menzer
Respondent(s): Securities America.
Respondent Lawyers(s): Chad E. Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
| | |
| 20-01441 | 12/15/2020 | Claimant(s): J. Coghlan, Joshua Willard
Claimant Lawyers(s): Chad E. Weaver
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 18-00830 | 01/11/2019 | Claimant(s): Richard Del Monte
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Securities America.
Respondent Lawyers(s): Chad E. Weaver
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
| | |
| 15-02207 | 06/20/2016 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Chad E. Weaver
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Thomas L. Marshall
Hearing Site: San Diego, CA
| | |
| 10-02632 | 01/06/2012 | Claimant(s): Kline Enterprises.
Claimant Lawyers(s): Richard M. Layne
Respondent(s): Securities America., Thomas Goodson, William Rice, Brecek & Young Advisors.
Respondent Lawyers(s): Brandon S. Reif, Chad E. Weaver, Terrance DeWald
Arbitrator(s): Ferdinand Schoch, Alexandra M. Linden, Fern M. Laethem
Hearing Site: Los Angeles, CA
| | $0 |
