23-00796 | 01/09/2024 | Claimant(s): Daniel Beech Claimant Lawyers(s): Tosh Grebenik Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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16-02640 | 10/11/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Terry Bailey Respondent Lawyers(s): Terry Lee Bailey Arbitrator(s): Lester Friedman, Alexandra M. Linden, Robert Sachs Mandelson Hearing Site: San Francisco, CA
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16-00121 | 01/27/2016 | Claimant(s): Barbara Padilla, Douglas Beal, Joseph Lujan, Linda Rapella, Lori Palmquist, Mae Holloway, Marjorie Gillman, Marylou Oliver Claimant Lawyers(s): Frank F. Sommers Respondent(s): Brent Wolf Respondent Lawyers(s): Scott L. Metzger Arbitrator(s): Alexandra M. Linden, Thomas D. Reese, Peter H. Daly Hearing Site: San Francisco, CA
| | Expungement |
08-04856 | 12/28/2012 | Claimant(s): J.N. Raines, Julie Raines, Fischer Lime & Cement Company. Claimant Lawyers(s): Caroline Smith Gidiere Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Alexandra M. Linden, David M. Levine, E. William Pastor Hearing Site: Memphis, TN
| | $61,726 |
10-05267 | 06/28/2012 | Claimant(s): Stacie Stallsworth-Bassi Claimant Lawyers(s): Stacie Stallsworth-Bassi Respondent(s): Jeffery Graumlich, Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Alexandra M. Linden, Paul D. Gutierrez, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | Expungement |
10-02632 | 01/06/2012 | Claimant(s): Kline Enterprises. Claimant Lawyers(s): Richard M. Layne Respondent(s): Securities America., Thomas Goodson, William Rice, Brecek & Young Advisors. Respondent Lawyers(s): Brandon S. Reif, Chad E. Weaver, Terrance DeWald Arbitrator(s): Ferdinand Schoch, Alexandra M. Linden, Fern M. Laethem Hearing Site: Los Angeles, CA
| | $0 |
08-01179 | 04/29/2010 | Claimant(s): J. Holbrook., James B. Willard TTEE of Beverly Hudson Claimant Lawyers(s): Joel A. Goodman Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): George D. Fagan Arbitrator(s): Peter M Brabbee, Alexandra M. Linden, William Michael Samsel Hearing Site: Reno, NV
| | $83,000 |
06-04606 | 01/22/2008 | Claimant(s): Katherine Reeve Claimant Lawyers(s): Niall P. McCarthy Respondent(s): Advanced Equities. Respondent Lawyers(s): Edward T. Anderson Arbitrator(s): Walter P. Hitchcock, Alexandra M. Linden, Gail Killefer Hearing Site: San Francisco, CA
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