| 21-00536 | 01/07/2022 | Claimant(s): Richard Hellberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | |
| 20-01431 | 07/26/2021 | Claimant(s): Steven Boyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
| | |
| 20-02782 | 07/20/2021 | Claimant(s): Jeffrey Segelke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Howard R. Gaines
Hearing Site: Salt Lake City, UT
| | |
| 20-02791 | 05/21/2021 | Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 17-02953 | 06/06/2018 | Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE
| | |
| 09-05078 | 02/07/2011 | Claimant(s): Sharon Hewett
Claimant Lawyers(s): Michael J. Rudicell
Respondent(s): Park Avenue Securities
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Allen J. Krouse
Hearing Site: New Orleans, LA
|  | Dismissed by Rule 12206 |
| 08-01179 | 04/29/2010 | Claimant(s): J. Holbrook., James B. Willard TTEE of Beverly Hudson
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Peter M Brabbee, Alexandra M. Linden, William Michael Samsel
Hearing Site: Reno, NV
| | $83,000 |
| 08-02330 | 03/24/2010 | Claimant(s): Douglas Laychak, FloraAnn Milann, Helena Loewen, Jill Sendor-Laychak, Jonathan Sendor, Virginia Sendor, William Kitching
Claimant Lawyers(s): William R. Fishman
Respondent(s): Barry Amsler, Hornor, Townsend & Kent., Penn Mutual Life Insurance Company
Respondent Lawyers(s): Barry L. Amsler, George D. Fagan
Arbitrator(s): Edward F. Altman, Michael J. Norton, Avery B. Goodman
Hearing Site: Denver, CO
| | $641,700 |
| 08-04209 | 12/17/2009 | Claimant(s): Odeen Manning, The Odeen Manning Family LP
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Paul H. Lamboley, Stephen F. Kempa, Seymour A. Kolman
Hearing Site: Las Vegas, NV
| | $895,000 |
| 05-03162 | 12/22/2008 | Claimant(s): James Bailey, Jeri Ghosh, Ken Powell, Leon Hadley, Leonard Gray, Marie Paulzak, Richard Powell, Rick Powell
Claimant Lawyers(s): David L. McGee, George S. Trevor, Jeri M. Ghosh, Marie Josee Paulzak, Peter J. Mougey
Respondent(s): Gary Paulzak, Jayanta Ghosh, Patrick Collins, Spelman & Co..
Respondent Lawyers(s): Gary Paulzak, George D. Fagan, Jayanta Ghosh, Mickey Wright
Arbitrator(s): Ron C. Christner, John J. Meyer, James Francis Donovan
Hearing Site: New Orleans, LA
| | Settlement |
