| 13-00364 | 03/17/2015 | Claimant(s): The Donald J. Adams Trust
Claimant Lawyers(s): J. Ray Ayers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Bank of America, N.A.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): Laurel Littman Gothelf, Seymour A. Kolman, Edwin John Apenbrink
Hearing Site: Las Vegas, NV
|  | Expungement |
| 13-03210 | 03/04/2015 | Claimant(s): Householder Group Financial Advisors, LL
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Debra Householder, Scott Householder, HG Marketing Services., Householding., Securities Service Network., TGH.
Respondent Lawyers(s): Christopher G. Lazarini, Robert D. Mitchell
Arbitrator(s): James E. Stark, Seymour A. Kolman, Ronald Edward Hibbing
Hearing Site: Phoenix, AZ
| | |
| 10-04787 | 01/10/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): James Cooper
Respondent Lawyers(s): Michael Cooper
Arbitrator(s): Langdon T. Owen, Wendy L. Harris, Seymour A. Kolman
Hearing Site: Boise, ID
| | |
| 13-00236 | 01/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Marcos Madril
Respondent Lawyers(s): Marcos A. Madril
Arbitrator(s): I. Douglas Dunipace, Seymour A. Kolman, Jamie Lee Wicks
Hearing Site: Phoenix, AZ
| | |
| 12-00383 | 05/31/2013 | Claimant(s): Gerard Murphy and Christina B. Murphy
Claimant Lawyers(s): Shawn C. Maybon
Respondent(s): David Decker, John Meppen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Seymour A. Kolman, Daniel B. MacLeod, Robert Sachs Mandelson
Hearing Site: Boise, ID
| | Expungement |
| 11-03804 | 02/07/2013 | Claimant(s): Joseph Bourland, The Joseph H. Bourland Family Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Joan Flam, Peter Johnson, Professional Asset Management.
Respondent Lawyers(s): Jonathan D. Sweik
Arbitrator(s): Seymour A. Kolman, Douglas Martin Crow, William H. King
Hearing Site: Boise, ID
| | $54,782 |
| 08-04209 | 12/17/2009 | Claimant(s): Odeen Manning, The Odeen Manning Family LP
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Paul H. Lamboley, Stephen F. Kempa, Seymour A. Kolman
Hearing Site: Las Vegas, NV
| | $895,000 |
