| 14-01248 | 07/13/2015 | Claimant(s): William Hopke
Claimant Lawyers(s): David Wechsler
Respondent(s): Wells Fargo Securities, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): James J. Fishman, Michael Peter Yahr, Randall K. Berger
Hearing Site: New York, NY
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| 13-03210 | 03/04/2015 | Claimant(s): Householder Group Financial Advisors, LL
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Debra Householder, Scott Householder, HG Marketing Services., Householding., Securities Service Network., TGH.
Respondent Lawyers(s): Christopher G. Lazarini, Robert D. Mitchell
Arbitrator(s): James E. Stark, Seymour A. Kolman, Ronald Edward Hibbing
Hearing Site: Phoenix, AZ
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| 10-02178 | 05/21/2013 | Claimant(s): John Freund
Claimant Lawyers(s): Daniel S. Tarlow
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Smith Barney Holdings, LL
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): B. J. Krintzman, Norman Foxman, John J. Mager
Hearing Site: Boston, MA
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| 10-04361 | 05/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Holdings, LL
Claimant Lawyers(s): Joe Gehring
Respondent(s): Wells Fargo Advisors, Douglas Carnahan, Lawrence King, Sandra Butler
Respondent Lawyers(s): James E. Heavey, Joe Gehring, Scott C. Paton
Arbitrator(s): Edward Baer, Roland M. Cavalier, Michael A. Orticelle
Hearing Site: Albany, NY
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| 08-01409 | 05/12/2009 | Claimant(s): Marina Pacific Associates
Claimant Lawyers(s): Peter J. Most
Respondent(s): Wells Fargo Brokerage Services, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Andrew M. Mintzer, George Frederick Garris, Steven J. Feldman
Hearing Site: Los Angeles, CA
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