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FINRA Awards for Randall K. Berger

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0124807/13/2015Claimant(s): William Hopke
Claimant Lawyers(s): David Wechsler
Respondent(s): Wells Fargo Securities, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): James J. Fishman, Michael Peter Yahr, Randall K. Berger
Hearing Site: New York, NY
06-0128903/18/2008Claimant(s): Angelo & Benedetta Pisani
Claimant Lawyers(s): Lisa A. Catalano
Respondent(s): Ari Elfenbein, Steven Bernstein, Capital Growth Financial
Respondent Lawyers(s): Adam H. Smith, Michael S. Jacobs, Steven Stang Bernstein
Arbitrator(s): Barbara J. Glenns, Ilene Barbara Zatkin-Butler, Randall K. Berger
Hearing Site: New York, NY
Checkmark Icon$40,500

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