| 19-02033 | 12/13/2021 | Claimant(s): Suresh Hathiramani
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Natixis Securities Americas LLC
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Eric Goldman, Geoffrey M. Elkind, Richard M. Gray
Hearing Site: New York, NY
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| 16-01342 | 07/06/2018 | Claimant(s): Jeffry Brown
Claimant Lawyers(s): Joshua D. Rievman
Respondent(s): NB Alternatives Advisers LLC, Neuberger Berman LLC
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Ted M. Rosen, Robert L. Nisely, James M. Rhodes
Hearing Site: New York, NY
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| 14-01248 | 07/13/2015 | Claimant(s): William Hopke
Claimant Lawyers(s): David Wechsler
Respondent(s): Wells Fargo Securities, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): James J. Fishman, Michael Peter Yahr, Randall K. Berger
Hearing Site: New York, NY
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| 10-03444 | 07/28/2011 | Claimant(s): John Wilson
Claimant Lawyers(s): Paul T. Shoemaker
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Ellyn S. Roth
Hearing Site: New York, NY
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