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FINRA Awards for Richard M. Gray

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0203312/13/2021Claimant(s): Suresh Hathiramani
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Natixis Securities Americas LLC
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Eric Goldman, Geoffrey M. Elkind, Richard M. Gray
Hearing Site: New York, NY
17-0273605/07/2019Claimant(s): Irwin and Madeline Lieber, Joint Tenants
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley & Co., Jeffrey Cadan, Michael Paesano
Respondent Lawyers(s): David E. Robbins, Jeffrey Neil Cadan, William D. Briendel
Arbitrator(s): David S. Billet, Abigail R. Levy, Richard M. Gray
Hearing Site: New York, NY
Checkmark IconExpungement
17-0250112/12/2018Claimant(s): Tracey Schusterman
Claimant Lawyers(s): Debra L Raskin
Respondent(s): Rosa Mazzone
Respondent Lawyers(s): Catania Facher
Arbitrator(s): Jill I. Gross, Ariel Berschadsky, Richard M. Gray
Hearing Site: New York, NY

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